애스크로AIPublic Preview
← 학술논문 검색
학술논문상사판례연구2011.06 발행KCI 피인용 37

금융회사의 조직규제 -금융회사 지배구조의 금융규제법상 의미를 중심으로-

Corporate Governance and Financial Regulation

정순섭(서울대학교)

24권 2호, 3~47쪽

초록

Corporate governance of financial institutions takes important roles in financial regulation together with the purpose of protecting financial consumers, and maintaining the stability of financial system. The uniqueness of the corporate governance system of financial institution stems from the institution’s systemic influences, not from the sectoral differences in financial industry. Also, current corporate governance systems of financial institutions have been set on similar systems and procedures. Characteristics which are found in each financial sector cannot vindicate the regulatory discrimination on the governance system of financial institutions. While the sectoral differences in financial industry can not justify the regulatory discrimination, it is one of the factors which should be considered in measuring individual institution’s systemic influence. Such factors as the size, interrelatedness and market share of the company also should be considered in defining the concept of ‘controlling shareholder’ or ‘fit and proper test’.

Abstract

Corporate governance of financial institutions takes important roles in financial regulation together with the purpose of protecting financial consumers, and maintaining the stability of financial system. The uniqueness of the corporate governance system of financial institution stems from the institution’s systemic influences, not from the sectoral differences in financial industry. Also, current corporate governance systems of financial institutions have been set on similar systems and procedures. Characteristics which are found in each financial sector cannot vindicate the regulatory discrimination on the governance system of financial institutions. While the sectoral differences in financial industry can not justify the regulatory discrimination, it is one of the factors which should be considered in measuring individual institution’s systemic influence. Such factors as the size, interrelatedness and market share of the company also should be considered in defining the concept of ‘controlling shareholder’ or ‘fit and proper test’.

발행기관:
한국상사판례학회
분류:
법학

AI 법률 상담

이 논문의 주제에 대해 더 알고 싶으신가요?

460만+ 법률 자료에서 관련 판례·법령·해석례를 찾아 답변합니다

AI 상담 시작
금융회사의 조직규제 -금융회사 지배구조의 금융규제법상 의미를 중심으로- | 상사판례연구 2011 | AskLaw | 애스크로 AI