발전적 해석 시 당사국 공동의 의도: 그 역할 및 추정된 의도의 문제점
Common Intention of the Parties in Evolutionary Interpretation: Its role and implied limits of the presumed intention
심인혜(서울대학교)
22권 1호, 117~149쪽
초록
이 논문의 목적은 ICJ를 위시한 국제재판소가 조약을 발전적으로 해석함에 있어 사용하는 기준 중의 하나인 “당사국 공동의 의도”가 조약법에 관한 비엔나협약의 관련 규정에 비추어 과연 적절한 기준인지를 분석하는 것이다. 비엔나 협약 제31조 성안 과정에서 당사국의 의도를 중시하는 의사주의는 해석의 일반 규칙에서 최종적으로 누락되었고, 준비문서의 지위도 해석의 보조 수단으로 규정된 바 있다. 그런데 다수의 국제 재판소는 당사국의 공동의 의도, 특히 추정된 공동의 의도를 발전적 해석의 주요 기준으로 들고 있다. 따라서 발전적 해석에 있어 이러한 의도가 어떻게 구성되는 것인지 분석하여 볼 필요가 있다. 만약 이러한 과정이 조약 체결 당시 체약국의 주관적인 의도를 중시하는 것이라면 이는 “의사주의로의 회귀”에 상당할 수도 있으며 이는 다양한 문제점을 내포할 수 있기 때문이다. 따라서 이렇게 의도가 중시되는 접근법에 위험성은 없는지 검토할 필요가 있다. 대부분의 판례에서 당사국 공동의 의도는 발전적 해석에 있어 결정적 기준으로 간주되면서도 해석자에 의하여 추정되고 있다. 따라서 이러한 과정에서 당사국의 공동의 의도가 해석자에 의하여 어떻게 구성되는지, 그리고 이러한 과정에 필연적으로 수반되는 위험은 없는지가 문제된다. 특히 조약 당사국이 각 조문마다 발전적 해석의 의도를 규정해 두지 않는 경우가 많으므로, 이러한 의도를 추정하는 데 있어서는 보다 객관적·구체적인 발전적 해석의 기준을 마련할 필요가 있다.
Abstract
This paper aims to analyze the appropriateness of the use of “common intention of the parties” as a basis for evolutionary interpretation of treaties. Evolutionary interpretation of treaties refers to the notion that the meaning of treaty provision may develop or change over time. In other words, this approach considers that texts of a treaty can change their meaning in accordance with social and legal developments. According to the drafting history of the Vienna Convention on the Law of Treaties, the subjective school, which places great emphasis on the subjective intention of the parties, was finally omitted from the general rule of interpretation codified in Article 31 of the VCLT. Travaux préparatoires were placed as a supplementary means of interpretation. International courts and tribunals, however, continue to keep the intention of the parties, in particular the presumed intention of the parties, as a main standard for evolutionary interpretation. This gives rise to a need to examine how this intention is constructed. If this process is to stress the intention of the parties at the conclusion of a treaty, it could be tantamount to the return of intentional school. Therefore it is needed to thoroughly investigate the any possibility of misleading in terms of supplementary means of interpretation as a means for evolutionary interpretation.. A large number of case-laws on evolutionary interpretation sees the common intention of the parties as crucial standard. But in most cases the intention is presumed by the interpreter. After Namibia, the ICJ noted in Aegean Sea Continental Shelf that in using “a generic term … the presumption necessarily arises that its meaning was intended to follow the evolution of the law and to correspond with the meaning attached to the expression by the law in force at any given time. This paper made a distinction between each criteria for evolutionary interpretation, namely the use of generic term, the perpetuity of the treaty regime, and the original intent of the parties.. The process in which intention is considered necessarily gives rise to potential defects of evolutionary interpretation. Too much emphasis on the intention could lead to dependence upon the travaux préparatoires. Travaux préparatoires or circumstances of treaty conclusion, however, have always had a doubtful place in interpretation. In particular when the treaty concerned is multilateral, it is not easy for an interpreter to find the common intention of the parties, since there often exist latecomers who accedes to the treaty after its conclusion or entrance into force. And, above all, in most cases the parties do not provide for the intention for the evolutionary interpretation for each article. Therefore, more concrete and objective criteria is needed to presume the intention of the party. In this paper, it is the Article 31 of the VCLT, on which the construction of the intention of the parties should base. Some point out that too much emphasis on dynamic elements in interpretation of treaties could undermine the stability of treaty regime. As Dupuy points out, however, “stability presupposes adaptability, and the durability of treaty system requires considering change into interpretation of treaty texts, since every legal regime is subject to change”. The evolutionary interpretation of treaties is still unquestionably a developing concept and therefore its analysis is also fluid and for the time being awaiting some general and definite conclusions.
- 발행기관:
- 서울국제법연구원
- 분류:
- 국제/해양법