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학술논문연세법학2021.06 발행

中国个人信息保护法的立法进程与重点条款解读

Study on the Legislative Process and Key Articles of Personal Information Protection Bill of the People's Republic of China

란란(중국 천진대학 법학원); 장팅팅(중국 천진대학 법학원); 김명자(연세대학교)

37호, 63~111쪽

초록

中国学界对于个人信息保护的研究起步较早,但实际立法的道路却有些漫长而曲折,这主要是受立法资源的稀缺、保护观念的不到位和若干重大理论问题的不明晰等因素的影响。在各方的推动和努力下,2020年10月21日,中国个人信息保护法草案正式公布,目前已进入二审阶段。未来,《个人信息保护法》将与《网络安全法》、《数据安全法》共同构成数字经济时代保障网络、数据与个人信息安全的三大支柱性法律。 草案第三条第二款确立了中国个人信息保护法的域外效力,这是中国积极应对他国个人信息保护法域外效力条款、增强本国在全球数字领域话语权的重要表现。草案虽对GDPR的规定多有借鉴,但在具体的适用标准上,二者存在差异,和GDPR比较起来,草案对于域外效力的扩张显得更为谦抑与克制。关于认定个人信息的核心要件,主流观点采识别说,草案则采用了关联说。较之识别性标准,关联性标准更加具有实践中的可操作性,更为清晰明了,也更能体现个人信息保护与利用相平衡的原则。关于个人信息概念的表述,个人信息保护法采用了单纯概括模式,没有做具体列举。现阶段个人信息保护法对个人信息的界定宜采用概括+列举的表述模式,概括规定可通过对核心要件的明晰保证个人信息概念的延展性,列举则可为实践提供清晰的适用指引。草案第二十九条对敏感个人信息做了界定和具体列举,未来可考虑进行分类列举,如个人财产信息、个人健康生理信息、个人生物识别信息、个人身份信息、网络身份标识信息、其他信息等。关于个人信息处理,草案确立了七项基本原则,并规定了七大合法事由。草案二稿较一稿增设“依照本法规定在合理的范围内处理已公开的个人信息”作为个人信息处理的第五种合法事由,与草案第二十八条相呼应,通盘考虑了个人信息主体和处理者正当利益。针对敏感个人信息的处理,草案除了规定处理的前提即“特定的目的”和“充分的必要性”外,还特别要求在基于同意而处理敏感个人信息时,应当取得个人的单独同意,从而设定了较高的处理门槛。草案按照个人信息处理的全生命周期,重点规定了个人的四项权利,即知情权、决定权,查阅复制权,更正补充权和删除权。关于个人信息处理者的义务,需特别关注草案第五十四条规定的信息处理事前风险评估制度。在个人信息跨境流动方面,草案要求处理者向境外提供个人信息只能基于个人的单独同意,并规定了提供前须遵循的严格条件,体现出立法对于个人信息出境的审慎态度。关于监管部门,草案第五十六条规定的“网信部门统筹协调+有关部门各自监管”,基本延续了目前的行业分散监管模式,这比较符合我国行政机关设置和职能划分的传统,转换的成本较小,也有利于行业主管部门尽快推动提高本行业个人信息保护水平。未来应通过具体的制度设计强化网信部门统筹协调和行业监管的水平与实效,并且要重点解决好没有主管部门和存在多个主管部门情形下如何有效监管的问题。在侵害个人信息的法律责任方面,草案第七章在专门规定行政责任的基础上,还于第六十八条和第六十九条以专条专款的形式分别规定了侵害个人信息的民事侵权责任和公益诉讼制度,从而构成了该章规定的一大特色。

Abstract

The research on personal information protection in Chineseacademic circles started earlier, but the actual legislative path is a little long and tortuous, which is mainly affected by the scarcity of legislative resources, the inadequacy of protection concepts, and the ambiguity of a number of major theoretical issues. With the promotion and efforts of all parties, on October 21, 2020, Personal Information Protection Bill was officially announced. At present, it has entered the second review stage. In the future, the “Personal Information Protection Law”, the “Cybersecurity Law” and the “Data Security Law” will jointly constitute the three pillar laws for ensuring the security of networks, data and personal information in the digital economy era. The second paragraph of Article 3 of the bill establishes the extraterritorial effect of China's personal information protection law, which is an important manifestation of China's active response to the extraterritorial effect of other countries' personal information protection laws and the enhancement of China's voice in the global digital field. Although the bill has many references to the provisions of the GDPR, there are differences in the specific applicable standards between the two. Compared with the GDPR, the bill is more modest and restrained in the expansion of extraterritorial effectiveness. Regarding the core requirements for identifying personal information, the mainstream view adopts the identification theory, while the bill adopts the correlation theory. Compared with the identification standard, the relevance standard is more practical and clearer in practice, and can better reflect the principle of balancing the protection and utilization of personal information. Regarding the expression of the concept of personal information, the Personal Information Protection Law adopts a simple generalization model without specific enumeration. At this stage, the Personal Information Protection Law should adopt the generalization and enumeration expression model for the definition of personal information. The general provisions can ensure the extensibility of the concept of personal information by clarifying the core requirements, and enumeration can provide clear applicable guidelines for practice. Article 29 of the bill defines and specifically enumerates sensitive personal information. In the future, classified enumeration may be considered, such as information on personal property, personal health and physiological, personal biometric, personal identification, network identification, among others. Regarding the processing of personal information, the bill establishes seven basic principles and provides for seven legitimate reasons. The second bill adds “processing of personal information that has been disclosed within a reasonable range in accordance with the provisionsof this Law” as the fifth lawful reason for the processing of personal information, echoing Article 28 of the bill, taking into account the legitimate interests of the subjects and processors of personal information. Regarding the processing of sensitive personal information, the bill stipulates the preconditions for processing, that is, “specific purposes” and “sufficient necessity”. In addition, it is specifically required that when processing sensitive personal information based on consent, a separate individual should be obtained. It sets a higher threshold for processing. In accordance with the whole life cycle of personal information processing, the draft focuses on four rights of individuals, namely the right to know and decide, the right to access and copy, the right to correct and supplement, and the right to delete. Regarding the obligations of personal information processors, special attention should be paid to risk assessment in advance of personal information processing activities stipulated in Article 54 of the bill. Regarding the cross-border flow of personal information, the bill requires processors to provide personal information abroad only based on the individual's individual consent, and stipulates strict conditions that must be followed before providing it, which reflects the legislative cautious attitude towards the export of personal information. Regarding regulatory authorities, Article 56 of the bill stipulates cyberspace administration shall be responsible for the overall planning andcoordination of personal information protection work and relevant departments shall be responsible for supervision and administration work, which basically continues the current industry decentralized supervision model. It is more in line with the tradition of the establishment and division of functions of administrative agencies in my country, and the cost of conversion is relatively small. It is also conducive to industry authorities to promote and improve the level of personal information protection in the industry as soon as possible. In the future, specific system design should be adopted to strengthen the level and effectiveness of the overall coordination and industry supervision of the cybersecurity and informatization departments. We should focus on solving the problem of how to effectively supervise the situation where there are no competent departments and multiple competent departments. In terms of legal liability for infringement of personal information, the seventh chapter of the bill specifically stipulates administrative responsibilities. On this basis, it also stipulates the civil tort liability for infringement of personal information and the public interest litigation system in the form of special provisions in Article 68 and Article 69 respectively. These constitute a major feature of this chapter.

발행기관:
연세법학회
DOI:
http://dx.doi.org/10.33606/YLA.37.3
분류:
법학

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