检察介入公安侦查的中国模式探讨
Review of Chinese Model of Prosecution’s Intervention in Public Security Investigation Stage
金艺元; 崔永存
28권 1호, 207~238쪽
초록
在中国传统的警检关系格局下,一般刑事案件的侦查权配置遵循“警察主导侦査模式”。这种模式是指,公安机关对绝大多数案件独立实施侦查,检察机关对一般刑事案件不享有侦查权也无法直接参与公安机关的侦查活动。在此情况下,检察工作与侦查工作发生较为严重的脱节现象,这些问题集中表现为:第一,检察机关对于侦查权的监督缺乏“活力”,监督实效不佳。一方面,“分工负责、接力办案”的方式使得公安机关在侦查阶段“一家独大”、鲜受制约,检察机关此时接触案件的唯一途径就是批捕审查,但是这种审查形式主要是一种“材料审”,具有“滞后性、书面性”的缺陷;另一方面,中国以前的侦查监督模式缺乏实效,一个很大的原因是因为监督手段的刚性不足。侦查监督长期以来也被看成是软性监督,这种观念和做法在很大程度上制约了侦查监督实效。第二,侦诉关系疏离,侦诉合力难以达成。侦诉关系过于疏离的情况下,案件证据体系的优劣主要取决于侦查机关自身的行为和能力,检察权对侦查权的制约方式仅仅表现为对证据不足、事实不清的案件不予批捕或者不予起诉,但这只是一种“治标不治本”的做法,而且具有滞后性特点。鉴于此,检察介入公安侦查的改革探索逢时而举,旨在从改善传统警检关系的途径上解决上述难题。它是对传统“分工负责、接力办案”模式的一个有力突破,开始关注检察机关在整个刑事审判前程序中的主导和监督作用,顺应了以审判为中心的诉讼制度改革关于改造审前程序的新要求。这一改革取得了不错的成效,但是也面临一些列亟需解决或完善的问题。对此,需要从以下几个方面作出努力:一、须明确规定检察机关介入公安侦查的权力,并建议以2011年法律草案为鉴作出规定:“检察机关有权介入公安侦查活动,引导侦查取证工作并对侦查行为合法性予以监督。”;二、合理界定检察介入公安侦查的范围,对于引导侦查取证而言,允宜采用“特殊性介入”,对于侦查监督而言,应当遵守普遍监督和重点监督相统一的原则;三、应当充分利用驻所检察官办公室或检察联络室平台,重点、优先发挥引导侦查的优势作用;四、建立与完善信息共享机制,保障信息联动;五、丰富和改善监督手段以拓展监督力度,明晰法律效力以确保违法监督决定的贯彻执行。
Abstract
Under the traditional pattern of police-procuratorate relationship in China, the allocation of investigation power in general criminal cases follows the “police-led investigation model”. This model means that the public security organs independently investigate the vast majority of cases, and the procuratorial organs do not enjoy the right to investigate ordinary criminal cases and cannot directly participate in the investigation activities of the public security organs. Under such circumstances, there is a relatively serious disconnect between procuratorial work and investigation work, and these problems are concentrated in the following ways: First, the procuratorial organs lack “vitality” in supervising the investigation power, and the effectiveness of supervision is not good. On the one hand, the method of “division of labor and responsibility, relay case handling” makes the public security organs “one big” and rarely restricted in the investigation stage, and the only way for the procuratorial organs to contact the case at this time is to approve arrest and review, but this form of examination is mainly a kind of “material review”, which has the defect of “lagging behind and writing”; on the other hand, China’s previous investigation and supervision model lacks practical results, and a big reason is because of the lack of rigidity of supervision methods. Investigation supervision has also been regarded as soft supervision for a long time, and this concept and practice has greatly restricted the effectiveness of investigation supervision. Second, the relationship between investigation and prosecution is estranged, and it is difficult to achieve joint investigation and prosecution. In the case of an investigation- prosecution relationship that is too distant, the quality of the case evidence system mainly depends on the conduct and ability of the investigating organs themselves, and the way in which the procuratorial power restricts the investigation power is only manifested as not approving arrest or not prosecuting cases with insufficient evidence and unclear facts, but this is only a practice of “treating the symptoms rather than the root causes”, and it has the characteristics of lagging behind. In view of this, the reform and exploration of procuratorial intervention in public security investigations is timely, aiming to solve the above difficult problems from the way of improving the traditional police-procuratorate relationship. It is a powerful breakthrough in the traditional model of “division of labor and responsibility, relay case handling”, which begins to pay attention to the leading and supervisory role of procuratorial organs in the entire pre-trial criminal procedure, and conforms to the new requirements of the trial-centered reform of the litigation system and the reform of pre-trial procedures. This reform has achieved good results, but it also faces a series of problems that urgently need to be solved or improved. In this regard, efforts need to be made from the following aspects: First, it is necessary to clearly stipulate the power of procuratorial organs to intervene in public security investigations, and it is suggested that the 2011 draft law be used as a guide to make provisions: “Procuratorial organs have the right to intervene in public security investigation activities, guide investigation and evidence collection, and supervise the legality of investigation behavior.” Second, reasonably define the scope of procuratorial intervention in public security investigations, and for guiding investigation and evidence collection, it is advisable to use “special intervention”, and for investigation supervision, the principle of unifying universal supervision and key supervision should be observed; third, the procurator’s office or procuratorial liaison office platform in the station should be fully utilized to focus and give priority to the advantages of guiding investigation; fourth, establish and improve information sharing mechanisms to ensure information linkage; fifth, enrich and improve supervision means to expand the intensity of supervision, Clarify the legal effect to ensure the implementation of illegal supervision decisions.
- 발행기관:
- 법과정책연구원
- 분류:
- 기타법학