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不动产工程承揽人价款债权的担保 -以民法不动产留置权(第320条)和抵押权设定请求权(第666条)为中心-

Security for Construction Contractors’ Claims for Payment on Real Property- Focusing on the Real Property Lien(Section 320) and the Right to Demand the Establishment of a Mortgage(Section 666) under the Korean Civil Code -

김성수(경찰대학)

43권 1호, 171~191쪽

초록

本文以不动产工程为中心,研究建筑承揽合同中工程价款债权的担保问题,通过考察韩国法及其相应的外国立法例加以分析。在韩国,就该问题曾参照德国民法设置了抵押权设定请求权(第666条),但司法实践中主要通过不动产留置权(第320条)来处理工程价款债权纠纷。由于该运作方式存在诸多问题,在2013年民法修订过程中亦曾提出相应的修订方案。本文作为旨在推动韩国民法关于不动产工程价款债权制度改革的导论性研究,首先介绍包含民法制定过程讨论在内的现行法理论(第二部分),其次梳理修订论议(第三部分),并考察各国立法例,在此基础上围绕作者的见解简要提出解决方案(第四部分)。在外国立法例中,多通过新设或修正抵押权设定请求权来完善工程价款债权的保障制度。德国民法原仅以第648条规定了承包人的担保抵押权设定请求权,与韩国民法相似;但在1993年修订中新增了关于定作人担保提供义务的规定(第648a条),赋予承包人随工程进度请求担保的权利,以及在未提供担保时的履行拒绝权与合同解除权。该等条文又于2017年改为第650e条、第650f条。瑞士民法承认法定抵押权(第837条第1项第3号),并赋予对先行抵押权人的损失补偿请求权以及优先受偿的特权(第841条)。奥地利一般民法典在第二编第二十六章规定承揽合同,并于2005年民法修订中新设了关于建设承揽合同担保及定作人法定担保提供义务的条文(第1170b条)。列支敦士登原适用奥地利民法典,1922年另行制定物权法,在限制物权(第二编)中规定不动产法定担保权(法定质权),并就担保权的登记与优先顺位作出规定(第313条第1项第3号,第315条至第318条)。中华民国民法(1929年)最初参照德国民法,仅规定抵押权登记请求权(第513条第1项),但于1999年债编修订中改为承认对定作人不动产的抵押权,并就抵押权登记的单独申请及其优先顺位加以规定(第2项至第4项)。中华人民共和国民法典(2020年)亦在第807条第三句规定了建设工程价款优先受偿权,并通过司法解释≪建设工程合同司法解释(一)≫(2020年)第35条至第42条,对工程价款优先受偿权作出更为详细的规定。在此基础上,韩国民法采取了类似日本民法的立法态度,即承认不动产可以成为留置权的客体,同时原则上废除法定优先权,仅在必要时以法定抵押权或法定质权的形式加以规定。然而,对于不动产工程承包人的价款债权,现行法并未采纳法定抵押权,而是规定为抵押权设定请求权。鉴于民法制定时所参照的外国立法例此后均已发生修订,而韩国民法未能充分反映这些发展,本文主张:不动产承揽合同中承包人价款债权的保障,应当通过“法定抵押权”(物权)来实现,并有必要就登记、优先顺位以及强行规定 尤其是单方面强行规定 作出细致规范。这一方向亦符合德国民法、中华民国民法等既有立法例的发展趋势,并有助于纠正目前通过不动产留置权解决该问题的做法。

Abstract

This article examines the provision of security for claims for construction payment arising from building contracts, with a particular focus on construction works on real property, by reviewing Korean law and corresponding foreign legislative examples. In Korea, with reference to the German Civil Code, the right to demand the establishment of a mortgage was introduced to address this issue(Section 666). In practice, however, the courts have relied primarily on real property liens(Section 320) to resolve disputes concerning construction payment claims. Due to problems in the operation of this approach, a legislative amendment proposal was prepared during the 2013 Civil Code reform process. As an introductory study aimed at reforming the Korean Civil Code with regard to claims for construction payment arising from real property works, this article presents an overview of the discussions under the current law, including debates during the enactment of the Civil Code(Part II), outlines the reform discussions(Part III), reviews foreign legislative models, and briefly proposes possible solutions based on the author’s views(Part IV). Foreign legislative models generally supplement the protection of contractors’ claims through the introduction or revision of the right to demand the establishment of a mortgage. The German Civil Code(former Section 648) originally provided only a right to demand the establishment of a security mortgage for contractors, similar to Korean law. However, a 1993 amendment introduced provisions on the employer’s obligation to provide security(Section 648a), granting contractors the right to demand security in accordance with the progress of the work, as well as the right to refuse performance and to terminate the contract if security is not provided. These provisions were renumbered in 2017 as Sections 650e and 650f. The Swiss Civil Code recognizes a statutory mortgage(Section 837(1)(3)) and grants both a claim for compensation against prior mortgagees and a preferential right to satisfaction(Section 841). The Austrian General Civil Code recognizes contracts for work in Part Two, Chapter 26, and introduced, through the 2005 reform, a provision on security for construction contracts and the employer’s statutory obligation to provide security(Section 1170b), which had not existed in the original code. Liechtenstein, which had previously applied Austrian law, enacted a new Property Law in 1922, establishing statutory security rights over real property(statutory pledges) within the category of limited real rights(Sections 313(1)(3), 315–318), including rules on registration and priority. The Civil Code of the Republic of China(1929), originally modeled on the German Civil Code, provided only a right to demand the registration of a mortgage (Section 513(1)), but was amended in 1999 to recognize a mortgage over the employer’s real property, including provisions on unilateral application for registration and priority (Sections 513(2)–(4)). The Civil Code of the People’s Republic of China, enacted in 2020, also provides a priority right of satisfaction for construction payment claims(Section 807, third sentence), with detailed rules further specified in judicial interpretations(Judicial Interpretation on Construction Contracts (I), 2020, Sections 35–42). Based on this comparative review, the Korean Civil Code(Section 320), following the model of the Japanese Civil Code, recognizes real property as an object of lien while abolishing statutory privileges in general, providing instead for statutory mortgages and statutory pledges only where necessary. Nevertheless, with respect to construction contractors’ claims for payment, Korean law adopts a right to demand the establishment of a mortgage rather than a statutory mortgage(Section 666). The legislative models referenced during the enactment of the Korean Civil Code have since undergone significant reforms, which have not been sufficiently reflected in Korean law. Accordingly, this article proposes that the security for contractors’ claims for payment in real property construction contracts should be structured as a statutory mortgage(a real right), accompanied by detailed mandatory rules—particularly one-sided mandatory provisions—on registration, priority, and enforcement. This approach aligns with developments in the German and Republic of China Civil Codes and would also correct the current practice of resolving these issues through real property liens(Right of retention).

발행기관:
한국재산법학회
DOI:
http://dx.doi.org/10.35142/prolaw.43.1.202602.005
분류:
민법

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不动产工程承揽人价款债权的担保 -以民法不动产留置权(第320条)和抵押权设定请求权(第666条)为中心- | 재산법연구 2026 | AskLaw | 애스크로 AI